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Compliance & Regulatory Analyst Job Opening In India, India – Now Hiring Decimal Point Analytics


Job description

We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team.

The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively.

This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions.


Key Responsibilities

  • Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements.
  • Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards.
  • Compliance Tools Management: Utilize platforms such as Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes.
  • Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes.
  • Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution.
  • Process Optimization: Continuously identify and implement improvements in compliance processes and procedures.


Key Competencies

  • Investment Instruments Knowledge: Strong understanding of equities, derivatives, and fixed-income instruments.
  • Analytical Skills: Ability to apply logical reasoning and interpret complex investment guidelines.
  • Technical Expertise: Proficiency with at least one compliance platform (Sentinel, Aladdin, Bloomberg AIM, or CRD).
  • Microsoft Office Proficiency: Strong working knowledge of Excel, Word, and other MS Office applications.
  • Communication Skills: Excellent written and verbal communication abilities to convey compliance matters effectively to diverse stakeholders.

Required Skill Profession

Business Operations Specialists


  • Job Details

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Unlock Your Compliance Regulatory Potential: Insight & Career Growth Guide


Real-time Compliance Regulatory Jobs Trends (Graphical Representation)

Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph here. Uncover the dynamic job market trends for Compliance Regulatory in India, India, highlighting market share and opportunities for professionals in Compliance Regulatory roles.

13154 Jobs in India
13154
1492 Jobs in India
1492
Download Compliance Regulatory Jobs Trends in India and India

Are You Looking for Compliance & Regulatory Analyst Job?

Great news! is currently hiring and seeking a Compliance & Regulatory Analyst to join their team. Feel free to download the job details.

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The Work Culture

An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at Decimal Point Analytics adheres to the cultural norms as outlined by Expertini.

The fundamental ethical values are:

1. Independence

2. Loyalty

3. Impartiapty

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6. Respect for human rights

7. Obeying India laws and regulations

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